hksi paper 6 english

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HKSI Paper 6 English Key Notes

1. How many regulatory authorities are primarily involved in regulating the asset management industry? The SFC and the HKMA are the two regulatory authorities primarily involved in regulating the asset management industry. While the SFC is the primary regulator for the securities and futures industry, the HKMA undertakes the day-to-day supervision of institutions authorised under […]

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