HKSI Paper 5 (Regulation of Corporate Finance) English Free Trial

Below you can enjoy our HKSI Paper 5 English Preview. What we show here is merely the examination format HKSIDataBase quizzes adhere to. In our premium subscription version, all our questions are updated frequently from time to time base on the real examination requirement. 

HKSI Exam Quiz 01 Topics Covers:
Role of the Securities and Futures Commission
Role of the Hong Kong Monetary Authority
Role of Hong Kong Exchanges and Clearing Limited
Role of the Registrar of Companies
Relationships between legislation, regulations, rules and codes, etc.
Corporate governance principles
Securities and Futures Ordinance
SFC regulations, codes, guidelines and circulars
Disclosure of interests, Part XV, SFO
Hong Kong commercial and economic features
High proportion of family-controlled listed corporate groups
Companies incorporated in offshore jurisdictions
Corporate finance adviser Code of Conduct
The Exchange’s roles and responsibilities
Sponsors, Compliance Advisers and Independent Financial Advisers
Qualified accountant and audit committee
Capital reductions and variations
Features of the Companies Acts in typical overseas jurisdictions

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Jodie Townsend

Customer Success Manager | HKSIDataBase