HKSI Paper 15 & 16 (Sponsors Principals & Representatives) English Free Trial Set Two

Below you can enjoy our HKSI Paper 15 & 16 Preview. What we show here is merely the examination format HKSIDataBase quizzes adhere to. In our premium subscription version, all our questions are updated frequently from time to time base on the real examination requirement. 

HKSI Exam Quiz 01 Topics covers:

Background to the sponsor regulatory regime
Brief introduction to the sponsor regime
The primary capital market and Hong Kong in the global context
The role of the sponsor in the marketplace
Core regulatory roles and responsibilities of a sponsor
Conceptual distinction from underwriter roles
The sponsor’s role and the integrity of the commercial marketplace
Other aspects of primary equity capital market transactions
Securities and Futures Ordinance
Companies (Winding Up and Miscellaneous Provisions) Ordinance
Licensing and registration requirements
Additional Fit and Proper Guidelines for Corporations and Authorized Financial Institutions
applying or continuing to act as Sponsors and Compliance Advisers
Applicable regulatory codes and rules
Codes and guidelines issued by the Securities and Futures Commission (“SFC”)
Corporate Finance Adviser Code of Conduct
Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited

Want To Get More Free Practice Questions?

Input your email below to receive Part Two immediately

Start Set 2 With Google Login

What Do You Get When You Enable Full Access

Gain An Unique Advantage

Significantly increase your pass rate, save you a tremendous amount of time and money. 

Success At Your Fingertip

Support all desktop, mobile, tablet, and devices. No system installation is needed. Start in one minute.

Take Your Career To Next Level

Leverage the best tool in the market to help you succeed

Great Work!

You worked very hard on the first practice question.

Enter your email below and start the next practice questions immediately for free.

Start Set 2 With Google Login

Jodie Townsend

Jodie Townsend

Customer Success Manager | HKSIDataBase