HKSI Paper 3 English Free Preview Set Two

What we show here is merely the examination format HKSIDataBase quizzes adhere to. In our premium subscription version, all our questions are updated frequently from time to time base on the real examination requirement. 

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Topic 1: Regulatory framework
Topic 2: Licensing and registration
Topic 3: Client securities and money
Topic 4: Conduct of business
Topic 5: Record keeping and contracts limits and reporting
Topic 6: Futures trading and settlement
Topic 7: Over-the-counter derivatives trading, reporting and clearing
Topic 8: Overview of major overseas futures exchanges and clearing houses

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Video Study Notes

For all English users, each HKSI exam paper module comes with three sets of audio notes (close to three hours) so that you can study by listening to our audio during your commute time. The video study notes also come with subtitles so that you can learn with ease and keep yourself attentive to the study materials.

Question:

Explain the Takeovers and Mergers Code in Hong Kong.

Answer:

The Takeovers and Mergers Code provides a framework for the conduct of takeovers, mergers, and share repurchases involving public companies in Hong Kong. It aims to ensure fair treatment of all shareholders, transparency in the process, and that shareholders have sufficient information to make informed decisions. The Code is administered by the SFC's Takeovers and Mergers Panel, which oversees compliance and adjudicates disputes. Violations of the Code can result in penalties and sanctions.

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Study Mindmap

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HKSI Paper 1 Fundamentals of Securities and Futures Regulation

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HKSI Paper 2 Regulation of Securities

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HKSI Paper 3 Regulation of Derivatives

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HKSI Paper 4 Regulation of Credit Rating Services

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HKSI Paper 5 Regulation of Corporate Finance

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HKSI Paper 6 Regulation of Asset Management

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HKSI Paper 7 Financial Markets

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HKSI Paper 8 Securities

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HKSI Paper 9 Derivatives

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HKSI Paper 10 Credit Rating Services

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HKSI Paper 11 Corporate Finance

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HKSI Paper 12 Asset Management

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HKSI Paper 15 & 16 Sponsors (Principals & Representatives)

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HKSI Paper 17 Takeovers and Share Buy-backs

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CPWP Module 1 English (Paper 1 & 2)

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CPWP Module 2 English

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CPWP Module 1 & 2 English Bundle

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VTC Paper 1 – Leveraged Foreign Exchange Exam (Responsible Officer)

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VTC Paper 1 – Leveraged Foreign Exchange Exam (Representative)

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The Chinese Gold and Silver Exchange Society Qualification Examination English

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VTC Paper 2 – Leveraged Foreign Exchange Exam (Responsible Officer)

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VTC Paper 2 – Leveraged Foreign Exchange Exam (Representative)

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Certified International Investment Analyst (CIIA)

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HKSI Paper 1 Chinese 卷一 基本證券及期貨規例

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4350 練習題目及詳盡解釋
最後更新日期: 08 February 2025

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HKSI Paper 2 Chinese 卷二 證券規例

溫習撮要​
隨時隨地學習
支援所有設備
終極模擬考試​
學習記憶卡
一年直到合格保證​

3540 練習題目及詳盡解釋
最後更新日期: 05 February 2025

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HKSI Paper 3 Chinese 卷三 衍生工具規例

溫習撮要​
隨時隨地學習
支援所有設備
終極模擬考試​
學習記憶卡
一年直到合格保證​

3090 練習題目及詳盡解釋
最後更新日期: 01 February 2025

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HKSI Paper 4 Chinese 卷四 信貸評級服務規例

溫習撮要​
隨時隨地學習
支援所有設備
終極模擬考試​
學習記憶卡
一年直到合格保證​

2850 練習題目及詳盡解釋
最後更新日期: 29 January 2025

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HKSI Paper 5 Chinese 卷五 機構融資規例

溫習撮要​
隨時隨地學習
支援所有設備
終極模擬考試​
學習記憶卡
一年直到合格保證​

3390 練習題目及詳盡解釋
最後更新日期: 31 January 2025

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HKSI Paper 6 Chinese 卷六 資產管理規例

溫習撮要​
隨時隨地學習
支援所有設備
終極模擬考試​
學習記憶卡
一年直到合格保證​

3900 練習題目及詳盡解釋
最後更新日期: 10 February 2025

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HKSI Paper 7 Chinese 卷七 金融市場

溫習撮要​
隨時隨地學習
支援所有設備
終極模擬考試​
學習記憶卡
一年直到合格保證​

3100 練習題目及詳盡解釋
最後更新日期: 07 February 2025

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HKSI Paper 8 Chinese 卷八 證券

溫習撮要​
隨時隨地學習
支援所有設備
終極模擬考試​
學習記憶卡
一年直到合格保證​

4200 練習題目及詳盡解釋
最後更新日期: 30 January 2025

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HKSI Paper 9 Chinese 卷九 衍生工具

溫習撮要​
隨時隨地學習
支援所有設備
終極模擬考試​
學習記憶卡
一年直到合格保證​

2640 練習題目及詳盡解釋
最後更新日期: 27 January 2025

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HKSI Paper 10 Chinese 卷十 信貸評級服務

溫習撮要​
隨時隨地學習
支援所有設備
終極模擬考試​
學習記憶卡
一年直到合格保證​

3060 練習題目及詳盡解釋
最後更新日期: 07 February 2025

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HKSI Paper 11 Chinese 卷十一 機構融資

溫習撮要​
隨時隨地學習
支援所有設備
終極模擬考試​
學習記憶卡
一年直到合格保證​

2910 練習題目及詳盡解釋
最後更新日期: 31 January 2025

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HKSI Paper 12 Chinese 卷十二 資產管理

溫習撮要​
隨時隨地學習
支援所有設備
終極模擬考試​
學習記憶卡
一年直到合格保證​

2880 練習題目及詳盡解釋
最後更新日期: 24 January 2025

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HKSI Paper 15 & 16 Chinese 卷十五 & 十六 保薦人(主要人員 & 代表)

溫習撮要​
隨時隨地學習
支援所有設備
終極模擬考試​
學習記憶卡
一年直到合格保證​

3060 練習題目及詳盡解釋
最後更新日期: 07 February 2025

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HKSI Paper 17 公司收購及股份回購規例

溫習撮要​
隨時隨地學習
支援所有設備
終極模擬考試​
學習記憶卡
一年直到合格保證​

2910 練習題目及詳盡解釋
最後更新日期: 31 January 2025

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CPWP Module 1 Chinese (Paper 1 & 2)

溫習撮要​
隨時隨地學習
支援所有設備
終極模擬考試​
學習記憶卡
一年直到合格保證​

3000 練習題目及詳盡解釋
最後更新日期: 07 February 2025

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CPWP Module 2 Chinese

溫習撮要​
隨時隨地學習
支援所有設備
終極模擬考試​
學習記憶卡
一年直到合格保證​

3330 練習題目及詳盡解釋
最後更新日期: 01 February 2025

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CPWP Module 1 & 2 Chinese Bundle

溫習撮要​
隨時隨地學習
支援所有設備
終極模擬考試​
學習記憶卡
一年直到合格保證​

4830 練習題目及詳盡解釋
最後更新日期: 05 February 2025

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VTC Paper 1 – Leveraged Foreign Exchange 槓桿式外匯交易考試 (負責人員)

溫習撮要​
隨時隨地學習
支援所有設備
終極模擬考試​
學習記憶卡
一年直到合格保證​

3000 練習題目及詳盡解釋
最後更新日期: 29 January 2025

一次性付款,無重複收費

VTC Paper 1 – Leveraged Foreign Exchange 槓桿式外匯交易考試 (代表)

溫習撮要​
隨時隨地學習
支援所有設備
終極模擬考試​
學習記憶卡
一年直到合格保證​

3330 練習題目及詳盡解釋
最後更新日期: 31 January 2025

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The Chinese Gold and Silver Exchange Society Qualification Examination Chinese

溫習撮要​
隨時隨地學習
支援所有設備
終極模擬考試​
學習記憶卡
一年直到合格保證​

3330 練習題目及詳盡解釋
最後更新日期: 31 January 2025

一次性付款,無重複收費

VTC Paper 2 – Leveraged Foreign Exchange 槓桿式外匯交易考試 (負責人員)

溫習撮要​
隨時隨地學習
支援所有設備
終極模擬考試​
學習記憶卡
一年直到合格保證​

3330 練習題目及詳盡解釋
最後更新日期: 02 February 2025

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VTC Paper 2 – Leveraged Foreign Exchange 槓桿式外匯交易考試 (代表)

溫習撮要​
隨時隨地學習
支援所有設備
終極模擬考試​
學習記憶卡
一年直到合格保證​

3330 練習題目及詳盡解釋
最後更新日期: 04 February 2025

一次性付款,無重複收費

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